Scope the assessment
Write an assessment brief and explain the reasoning behind your approach.
ONLINE · COMPLIANCE OFFICERS TRACK
Integrity Risk Assessment in Practice
Assess the activity and recommend proportionate follow-up. Build the skills through worked examples, guided exercises and a practical assignment.
6 connected modules1 integrated case1 practical assignment
IS THIS FOR ME?
Build capability where your work needs it.
Risk and compliance practitioners, business risk owners and teams facilitating integrity-risk workshops.
Recommended starting knowledge
Familiarity with your organization’s compliance responsibilities and business processes is helpful. Bring a development objective; we discuss suitability and preparation before enrolment.
WHAT YOU WILL BE ABLE TO DO
Leave with a workable approach.
Describe meaningful scenarios
Draft three activity-specific scenarios and explain the reasoning behind your approach.
Examine safeguards and residual risk
Assess the support for a residual-risk judgment and explain the reasoning behind your approach.
Agree treatment and review
Prepare a treatment and review plan and explain the reasoning behind your approach.
THE FULL SYLLABUS
Develop your approach, step by step.
Open a module to see the topics and practical work.
01Scope the assessment
Write an assessment brief.
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Scope the assessment
Write an assessment brief.
Topics we work through
- Business activities and decisions.
- Boundaries, stakeholders and assumptions.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Write an assessment brief. Record your choices and identify what needs further verification.
02Understand people and pressures
Map influence and pressure points.
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Understand people and pressures
Map influence and pressure points.
Topics we work through
- Decision authority and relationships.
- Incentives, deadlines and conflicts.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Map influence and pressure points. Record your choices and identify what needs further verification.
03Describe meaningful scenarios
Draft three activity-specific scenarios.
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Describe meaningful scenarios
Draft three activity-specific scenarios.
Topics we work through
- Events, causes and consequences.
- Obligations and affected stakeholders.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Draft three activity-specific scenarios. Record your choices and identify what needs further verification.
04Evaluate inherent exposure
Rate and explain a scenario before controls.
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Evaluate inherent exposure
Rate and explain a scenario before controls.
Topics we work through
- Likelihood and impact anchors.
- Evidence quality and uncertainty.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Rate and explain a scenario before controls. Record your choices and identify what needs further verification.
05Examine safeguards and residual risk
Assess the support for a residual-risk judgment.
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Examine safeguards and residual risk
Assess the support for a residual-risk judgment.
Topics we work through
- Control design versus operation.
- Evidence gaps and rating rationale.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Assess the support for a residual-risk judgment. Record your choices and identify what needs further verification.
06Agree treatment and review
Prepare a treatment and review plan.
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Agree treatment and review
Prepare a treatment and review plan.
Topics we work through
- Proportionate actions and owners.
- Change triggers and management reporting.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Prepare a treatment and review plan. Record your choices and identify what needs further verification.
Examples support professional learning. Applicable requirements and procedures must be confirmed for the organization and jurisdiction involved.
PUT IT INTO PRACTICE · FICTIONAL CASE
A real-world decision.
A reasoned response.
A distributor appointment is being rushed to meet a market-entry deadline. Ownership is unclear and fees depend on obtaining permits.
Your challenge: Assess the activity and recommend proportionate follow-up.
Write an assessment brief.
Draft three activity-specific scenarios.
Prepare a treatment and review plan.
YOUR PRACTICAL ASSIGNMENT
A documented integrity risk assessment.
Bring the module exercises together into a practical deliverable for the fictional case, or an appropriately anonymized work context agreed with the instructor.
What your assignment includes
- Write an assessment brief.
- Map influence and pressure points.
- Draft three activity-specific scenarios.
- Rate and explain a scenario before controls.
- Assess the support for a residual-risk judgment.
- Prepare a treatment and review plan.
LEARNING AND ASSESSMENT
Show how you would apply it.
Learn through the case
Online explanations, worked examples and guided exercises connect the six modules. Instructor arrangements, access period and schedule are confirmed before enrolment.
Explain your reasoning
Knowledge checks and your practical assignment examine your ability to connect risks, responsibilities and evidence. Feedback addresses assumptions, feasibility and gaps.
Build toward the full certificate
This course is part of the proposed 18-course Compliance House Professional Certificate in Compliance Program Practice.
Explore the full program →Assessment and credential arrangements
The proposed course assessment combines knowledge checks with review of your practical assignment. Completion evidence, passing requirements, reassessment arrangements and recognition toward the full program will be confirmed before enrolment. Completing this course alone does not confer the full professional certificate.
The Academy certificate is issued by Compliance House; it is not an externally accredited qualification or ISO certification.
YOUR NEXT STEP
Make this learning relevant to your work.
Discuss individual participation or delivery for your compliance team. We will confirm suitability, duration, delivery format, assessment arrangements and fees before you commit.