Define the problem before the product
Write a requirements brief and explain the reasoning behind your approach.
ONLINE · COMPLIANCE OFFICERS TRACK
Managing Compliance Technology & Responsible AI
Specify a useful workflow with accountable oversight. Build the skills through worked examples, guided exercises and a practical assignment.
6 connected modules1 integrated case1 practical assignment
IS THIS FOR ME?
Build capability where your work needs it.
Compliance professionals selecting, implementing or overseeing technology and AI-assisted workflows.
Recommended starting knowledge
Familiarity with your organization’s compliance responsibilities and business processes is helpful. Bring a development objective; we discuss suitability and preparation before enrolment.
WHAT YOU WILL BE ABLE TO DO
Leave with a workable approach.
Plan information governance
Map information flows and explain the reasoning behind your approach.
Implement and validate
Prepare a pilot plan and explain the reasoning behind your approach.
Monitor ongoing performance
Create an oversight plan and explain the reasoning behind your approach.
THE FULL SYLLABUS
Develop your approach, step by step.
Open a module to see the topics and practical work.
01Define the problem before the product
Write a requirements brief.
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Define the problem before the product
Write a requirements brief.
Topics we work through
- User needs and workflows.
- Success criteria and boundaries.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Write a requirements brief. Record your choices and identify what needs further verification.
02Evaluate products and suppliers
Prepare an evaluation checklist.
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Evaluate products and suppliers
Prepare an evaluation checklist.
Topics we work through
- Capability evidence and limitations.
- Implementation and support assumptions.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Prepare an evaluation checklist. Record your choices and identify what needs further verification.
03Plan information governance
Map information flows.
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Plan information governance
Map information flows.
Topics we work through
- Data access, confidentiality and quality.
- Retention and integration responsibilities.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Map information flows. Record your choices and identify what needs further verification.
04Assess AI-assisted decisions
Design a review checkpoint.
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Assess AI-assisted decisions
Design a review checkpoint.
Topics we work through
- Output uncertainty and source verification.
- Human review and escalation.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Design a review checkpoint. Record your choices and identify what needs further verification.
05Implement and validate
Prepare a pilot plan.
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Implement and validate
Prepare a pilot plan.
Topics we work through
- User acceptance and testing.
- Training, change control and fallback.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Prepare a pilot plan. Record your choices and identify what needs further verification.
06Monitor ongoing performance
Create an oversight plan.
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Monitor ongoing performance
Create an oversight plan.
Topics we work through
- Errors, drift and user feedback.
- Accountability for changes and incidents.
- Apply these concepts to the course case and discuss evidence, assumptions and practical constraints.
Practice: Create an oversight plan. Record your choices and identify what needs further verification.
Examples support professional learning. Applicable requirements and procedures must be confirmed for the organization and jurisdiction involved.
PUT IT INTO PRACTICE · FICTIONAL CASE
A real-world decision.
A reasoned response.
A team wants to automate regulatory summaries, but source quality, review authority and information handling are unclear.
Your challenge: Specify a useful workflow with accountable oversight.
Write a requirements brief.
Map information flows.
Create an oversight plan.
YOUR PRACTICAL ASSIGNMENT
A technology requirements and oversight brief.
Bring the module exercises together into a practical deliverable for the fictional case, or an appropriately anonymized work context agreed with the instructor.
What your assignment includes
- Write a requirements brief.
- Prepare an evaluation checklist.
- Map information flows.
- Design a review checkpoint.
- Prepare a pilot plan.
- Create an oversight plan.
LEARNING AND ASSESSMENT
Show how you would apply it.
Learn through the case
Online explanations, worked examples and guided exercises connect the six modules. Instructor arrangements, access period and schedule are confirmed before enrolment.
Explain your reasoning
Knowledge checks and your practical assignment examine your ability to connect risks, responsibilities and evidence. Feedback addresses assumptions, feasibility and gaps.
Build toward the full certificate
This course is part of the proposed 18-course Compliance House Professional Certificate in Compliance Program Practice.
Explore the full program →Assessment and credential arrangements
The proposed course assessment combines knowledge checks with review of your practical assignment. Completion evidence, passing requirements, reassessment arrangements and recognition toward the full program will be confirmed before enrolment. Completing this course alone does not confer the full professional certificate.
The Academy certificate is issued by Compliance House; it is not an externally accredited qualification or ISO certification.
YOUR NEXT STEP
Make this learning relevant to your work.
Discuss individual participation or delivery for your compliance team. We will confirm suitability, duration, delivery format, assessment arrangements and fees before you commit.